STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTOR
I declare that I am a certified high net worth individual for the purposes of the
Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.
I understand that this means:
- (a) I can receive financial promotions that may not have been approved by a person
authorised by the Financial Conduct Authority;
- (b) the content of such financial promotions may not conform to rules issued by
the Financial Conduct Authority;
- (c) by signing this statement I may lose significant rights;
- (d) I may have no right to complain to either of the following:
- (i) the Financial Conduct Authority; or
- (ii)the Financial Ombudsman Scheme;
- (e) I may have no right to seek compensation from the Financial Services Compensation
Scheme.
I am a self-certified sophisticated investor because at least one of the following
applies:
(a) I am a member of a network or syndicate of business angels and have been so
for at least the last six months prior to the date below;
(b) I have made more than one investment in an unlisted company in the two years
prior to the date below;
(c)I am working, or have worked in the two years prior to the date below, in a professional
capacity in the private equity sector, or in the provision of finance for small
and medium enterprises;
(d)I am currently, or have been in the two years prior to the date below, a director
of a company with an annual turnover of at least £1 million.
I accept that I can lose my property and other assets from making investment decisions
based on financial promotions.
I am aware that it is open to me to seek advice from someone who specialises in
advising on investments.
Signature……………………………………………………………………………………...……
Date…………………………………Dec.09.2024……………………………..………